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CASS SME

Posted 02/09/2021
£70,000 - £90,000 per annum
City of London
Full time


CASS SME
City of London
£70,000 - £90,000 per annum


I am looking for a experienced CASS professional with experience of providing expert technical knowledge of CASS issues within either the Banking or Investment Management sector.

I am looking for the following experience;

* The ability to perform reviews on CASS related functions.
* Manage CASS related projects.
* Reporting on compliance issues within the CASS space.
* hands on experience of managing CASS related functions including CMAR reporting, client money reconciliation, CASS resolution packs ect.
* Have a detailed technical knowledge of CASS rules as applied by the FCA.
* Experience of S166 on CASS.

The successful candidate will have a proven background within regulation and have the ability to provide innovative and pragmatic solutions to regulatory issues.

My client is a progressive and inclusive employer and is open to both part time and flexible working.

I am very keen to speak with candidates from the banking / investment banking sector, FCA or a client facing advisory firm. 



Oliver James Associates

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