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Compliance Manager

Posted 14/11/2023
£75,000 - £95,000 per annum
City of London
Full time

I am currently recruiting for a Compliance Manager role at one of my well established & growing investment businesses in London.

The role will be 4 days per week in the office in London - this is not flexible as it is company policy, please do not apply for this role if you are not happy to do 4 days per week in the office.

The role will encompass:

* - developing the financial crime, market abuse elements of the annual compliance monitoring plan.
* - end to end design and delivery of compliance monitoring.
* - Carrying out internal 4 eyes checks.
* - Assurance over the accuracy and completeness of reg reporting.

The candidate should have:

* Strong compliance monitoring and assurance experience.
* Industry experience from financial services.
* Ideally an audit background of familiar with internal audit.

The company offers:

* A rapidly growing business who manage over £40Bn in assets.
* A strong package with excellent benefits.
* Exposure to business, market and industry knowledge.

Oliver James Associates

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