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Compliance Monitoring Specialist

Posted 21/10/2022
£650 per day
City of London
Contract


Compliance Monitoring Specialist - Temporary
Hybrid or Remote / London
£650 per day


I'm currently recruiting for the role of Compliance Monitoring Specialist for a global speciality insurance company. The role is a temporary 3 month contract and in high demand!

The role itself includes;
-Assisting the companies UK Head of Compliance to carry out Compliance Monitoring in accordance with the Monitoring Plan.
-To develop the annual risk-based Compliance Monitoring Plan for presentation to the relevant Board Committees.
-Maintain the Internal Control Registers (re. Compliance Policy Standards, PRA threshold conditions, conditions of authorisation and conditions related to other regulatory authorisation or no objection).
-Prepare Compliance Monitoring reports, detailing the assessed level of compliance and the effectiveness of controls, and agreed remedial actions, owners and timescales etc. for presentation to the relevant Board Committees.
-Provide advice to management and other stakeholders re. resolving assessed non-compliance and control weaknesses.

The chosen candidate must obtain the following;
-Significant monitoring experience.
-An insurance background within the last 2/3 years.

If the above role is of interest, please apply online with an up to date CV.



Oliver James Associates

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