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Compliance Policy Officer

Posted 12/08/2021
£30,000 - £40,000 per annum
Full time

Compliance Policy and Advisory Officer
£30,000 - £40,000 per annum

Our Compliance and Policy Advisory Officers are part of a busy, proactive team that operates independently. They are responsible for advising and assisting the senior management team, including our Executive board, on all regulatory and conduct risk issues.

As a Compliance and Policy Advisory Officer, you will be responsible for the implementation and upkeep of our Regulatory and Conduct Risk policies. You will support the business in identifying and assessing material regulatory and conduct risks across the business' regulated activities, using management tools, control testing, techniques, and risk reporting aggregation.

About you

You will have previous experience in a similar environment and a solid understanding of FCA, CBI, CCPC regulatory requirements. You will have prior experience providing practical compliance advice as well as a thorough understanding of relevant regulatory requirements. You will also be familiar with consumer credit and insurance mediation activities.

You must be able to communicate confidently and clearly with key stakeholders both internally and externally. You will be able to resolve conflict and deal with confrontation. It is essential that you can work equally as well on our own and as part of a team.

Oliver James Associates

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