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Head of Risk and Compliance

Posted 07/11/2024
0
Liverpool, Merseyside
Full time


Head of Risk and Compliance
Liverpool

I am recruiting a Head of Risk and Compliance for a well eastblished firm in a nicher area of Financial Services, in Liverpool on a hybrid basis.

The scope of the role:

* Managing and leading the 2nd line Risk and Compliance functions
* Risk management, controls, reporting and ownership
* Compliance and Governance duties
* Compliance monitoring programme
* Consumer duty / conduct risk expertise to lead this area

The candidate:

* Very strong FCA regulation and handbook knowledge
* Experience in both Risk AND Compliance, within a Financial Services Firm
* Excellent communicator, especially at a senior level
* Leadership skills



Oliver James Associates

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