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lawyer - Financial Services Regulation

Posted 12/04/2021
£50,000 per annum
Full time

Associate - Financial Services Regulation

I am currently looking for a qualified lawyer with financial service technical expertise, 1-3 years PQE, from either private practice or in-house.

This role will be a mixture of contentious and non-contentious advisory and regulatory work and will be supporting lawyers and consultants in the wealth management market.

Key responsibilities will include;

* Structuring and advising on transactions including necessary regulatory notifications and approvals
* Advising on distribution arrangements involving advisor charges
* Dealing with FCA information requests and enforcement cases involving wealth management

Key skills and knowledge;

* 1-3 years PQE
* Some knowledge and experience in advising clients on retail investments
* Financial services technical experience
* Applicants welcome from both private practice and in-house

They offer;

* Working for a full range financial sector focused consultancy
* Flexible benefits that work for you
* Flexible working pattern / agile working

Oliver James Associates

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